The compliance support provided by IWP is one of the things that our member firms appreciate most. That’s not because the support they previously received was in any way lacking. It’s more that at a time when regulatory requirements can change quickly, it’s especially reassuring to know that a dedicated expert compliance team has your needs and best interests at heart.
Our compliance support will help you to align with our recommended policies and processes; we’ll undertake file checks and provide detailed informative reports for your board. We’ll assist with any ad hoc matters or queries, and we provide proactive training and support as and when compliance requirements change.
In addition to that, our compliance support will spend time with you and your team to get to know your business, and they’ll aim to be proactive in making suggestions and providing guidance. We don’t see this as a traditional outsourced supplier service; our firms are part of the family and our support teams are here to ensure you get whatever you need to make your business the best it can be.
We evaluate your systems and develop your quality assurance standards to even higher levels.
We provide specialist support with regulatory reporting and file checking.
We tailor our FCA compliance advice and support to you.
We take care of checking - and double-checking - your policies and procedures.
Our expert team helps you meet T&C standards and refine your procedures.
We partner with leading compliance consultants and technology providers for expert support.